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Service
Level 1
  81 Financial Services 07

Level 2
  811 Banking and other financial services (excluding insurance) 07B

Measures Applicable at this Level
Showing 81 - 100 of 171 items
NameTypeAgencyLawValidity
    
Requirements for the conditions for commercial bank to act as custodian bankLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met by issuer wishing to list its securities on the securities exchangePerformance requirements (mandatory)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met to establish public fundsForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met to establish public funds include having a licenseLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to incorporate an asset management companyForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirent for changes to information technology system of securities companies to be first approvedPerformance requirements (mandatory)Security Exchange commissionNotification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 201231-12-9999
Restrictions on business operationsNumerical restrictions (operation / output)Bank of the Lao PDRRegulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 200831-12-9999
Restrictions on investment not exceeding percentage of capitalNumerical restrictions (operation / output)Bank of the Lao PDRRegulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 200831-12-9999
Adherence to anti money laundering measuresPerformance requirements (mandatory)Bank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Allocation of net profitsPerformance requirements (mandatory)Bank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Annual auditingPerformance requirements (mandatory)Bank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Annual Publication of financialsAdministrative RequirementsBank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Application FeeFeeBank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Application of prescribed accounting systemAdministrative RequirementsBank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Approval required for establishment of branches and service unitsAuthorization / permit requirements Bank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Articles of Association in compliance with the lawAdministrative RequirementsBank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Capital requirement for deposit taking microfinance institutionsAdministrative RequirementsBank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Document Retention and ArchivingAdministrative RequirementsBank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
EstablishmentForm of establishmentBank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Maintenance of prudential requirementsPerformance requirements (mandatory)Bank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Level 0 and Level 1 Measures Also Applicable
Showing 81 - 100 of 552 items
NameTypeAgencyLawValidity
    
Obligatory Performance Requirements for Foreign InvestorsPerformance requirements (mandatory)Ministry of Planning and InvestmentDecree of the Prime Minister Regarding the Implementation of the Law on the Promotion and Management of Foreign Investment in the Lao People's Democratic Republic No. 46/PM, dated 23 March 200131-12-9999
Obligatory Performance Requirements for Foreign InvestorsPerformance requirements (mandatory)Ministry of Planning and InvestmentDecree of the Prime Minister Regarding the Implementation of the Law on the Promotion and Management of Foreign Investment in the Lao People's Democratic Republic No. 46/PM, dated 23 March 200131-12-9999
Obligatory Requirements for Foreign InvestorsAdministrative RequirementsMinistry of Planning and InvestmentDecree of the Prime Minister Regarding the Implementation of the Law on the Promotion and Management of Foreign Investment in the Lao People's Democratic Republic No. 46/PM, dated 23 March 200131-12-9999
Parent enterprises to assign work to BranchesForm of establishmentMinistry of Industry and CommerceGuidelines for Establishment of Foreign Enterprise Branch (Legal Entity) in Lao PDR No. 1619/MOIC.ERM, dated 28 August 201331-12-9999
Performance Requirements of Foreign EnterprisesAdministrative RequirementsMinistry of Industry and CommerceGuidelines for Establishment of Foreign Enterprise Branch (Legal Entity) in Lao PDR No. 1619/MOIC.ERM, dated 28 August 201331-12-9999
Period for the Commencement of Business OperationAdministrative RequirementsEnterprise Management and Inspection AuthorityLaw on Enterprises No. 46/NA, dated 23 December 201331-12-9999
Prohibited Acts and Business Transactions within a Partnership EnterpriseProhibitionEnterprise Management and Inspection AuthorityLaw on Enterprises No. 46/NA, dated 23 December 201331-12-9999
Prohibition on abusing Dominant Market Position and Market MonopolyProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on activities of Foreign InvestorsProhibitionMinistry of Planning and InvestmentDecree of the Prime Minister Regarding the Implementation of the Law on the Promotion and Management of Foreign Investment in the Lao People's Democratic Republic No. 46/PM, dated 23 March 200131-12-9999
Prohibition on Discrediting other Business OperatorsProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on driving other business operators out of the marketProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on Employment of Foreign NationalsNationality (for services supplier)Ministry of Planning and InvestmentDecree of the Prime Minister Regarding the Implementation of the Law on the Promotion and Management of Foreign Investment in the Lao People's Democratic Republic No. 46/PM, dated 23 March 200131-12-9999
Prohibition on Engaging in Unfair Sales PromotionProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on impeding other business operators to access to the marketProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on imposing the different prices or terms of purchasing and selling of the same kind of goods and servicesProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on Imposing the terms on purchasing and selling of goods and servicesProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on the Denial of Access to Certain Facilities resulting in the Creation of Obstacles to Business OperationProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on the Fixing of Market Shares and Sharing/Dividing MarketsPerformance requirements (mandatory)Business competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on the Fixing of Production QuantitiesProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on the Fixing of the prices of purchasing and selling goods and services unfairlyProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Related Procedures