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Service
Level 1
  81 Financial Services 07

Level 2
  813, 814 Other Financial Services 07C

Measures Applicable at this Level
Showing 21 - 40 of 59 items
NameTypeAgencyLawValidity
    
Requirement for fee payable for stocks traded on securities exchangeFeeSecurity Exchange commissionOrdinance on profit tax and fees for business operation in the securities exchange No. 001/PO, dated 28 December 201031-12-9999
Requirement for fees to be paid by a company to issue corporate bonds to the publicFeeSecurity Exchange commissionRegulation on issuance of corporate bond No. 019/LSC, dated 22 December 201431-12-9999
Requirement for fees to be paid to issue corporate bonds to a limited circleFeeSecurity Exchange commissionRegulation on issuance of corporate bond No. 019/LSC, dated 22 December 201431-12-9999
Requirement for forms of business operation of securities companiesForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement for IT data to be stored in Lao PDRPerformance requirements (non-mandatory)Security Exchange commissionNotification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 201231-12-9999
Requirement for license to issue corporate bonds to a limited circleLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionRegulation on issuance of corporate bond No. 019/LSC, dated 22 December 201431-12-9999
Requirement for listed public funds to be traded through securities exchangePerformance requirements (mandatory)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement for minimum capital to establish a securities exchangeMinimum capital requirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement for payment of minimum registered capital by temporary license holder of securities companyMinimum capital requirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement for public announcement of license held to issue corporate bonds to the publicAdministrative RequirementsSecurity Exchange commissionRegulation on issuance of corporate bond No. 019/LSC, dated 22 December 201431-12-9999
Requirement for regular information disclosureAdministrative RequirementsSecurity Exchange commissionDecision on information disclosure No. 014/SEC, dated 19 May 201131-12-9999
Requirement for securities companies to assign person to be in charge of information disclosure and notify this to the SCPerformance requirements (mandatory)Security Exchange commissionDecision on information disclosure No. 014/SEC, dated 19 May 201131-12-9999
Requirement for securities companies to establish their own information technology systemPerformance requirements (mandatory)Security Exchange commissionNotification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 201231-12-9999
Requirement for securities issuance companies to disclose information as required by the SCAdministrative RequirementsSecurity Exchange commissionDecision on information disclosure No. 014/SEC, dated 19 May 201131-12-9999
Requirement that audit company be licensedLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement to be licensed to incorporate securities companyForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement to be licensed to incorporate securities companyAuthorization / permit requirements Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement to list closed-end fundsAdministrative RequirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement to obtain approval toestablish branch office or service centerAuthorization / permit requirements Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement to register funds raised from sale of public fund unitsAdministrative RequirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Level 0 and Level 1 Measures Also Applicable
Showing 21 - 40 of 552 items
NameTypeAgencyLawValidity
    
Requirement for foreign investor in joint venture to contribute minimum capitalMinimum capital requirementsMinistry of Planning and InvestmentLaw on Investment Promotion No. 02/NA, dated 8 July 200931-12-9999
Requirement for foreign investors to have minimum capitalMinimum capital requirementsMinistry of Planning and InvestmentDecree on the Implementation of the Investment Promotion Law No. 119/PM, dated 20 April 201131-12-9999
Requirement for foreign investors to have minimum capital to purchase land use rightsMinimum capital requirementsMinistry of Planning and InvestmentLaw on Investment Promotion No. 02/NA, dated 8 July 200931-12-9999
Requirement for foreign investors to purchase land use rightsLand Ownership Ministry of Planning and InvestmentDecree on the Implementation of the Investment Promotion Law No. 119/PM, dated 20 April 201131-12-9999
Requirement for foreign labor to be subjected to conditionsNationality (for services supplier)Ministry of Labour and Social WelfareAmended Labour Law No. 43/NA, dated 24 December 201331-12-9999
Requirement for foreign labour to be registered and receive work permitAdministrative RequirementsMinistry of Labour and Social WelfareAmended Labour Law No. 43/NA, dated 24 December 201331-12-9999
Requirement for foreigners to receive approval to lease land or receive land subject to concession from the State.Authorization / permit requirements Land inspection AuthorityLaw on Land No. 04/NA, dated 21 October 200331-12-9999
Requirement for importation of foreign labor to be subject to conditionsNationality (for services supplier)Ministry of Labour and Social WelfareAmended Labour Law No. 43/NA, dated 24 December 201331-12-9999
Requirement for individuals and organizations to refrain from harmful conductProhibitionMinistry of Industry and CommerceConsumer Protection Law No. 02/NA, dated 30 June 201031-12-9999
Requirement for investment in (specific) economic zone to be subject to maximum duration of 99 yearsNumerical restrictions (duration license)Ministry of Planning and InvestmentLaw on Investment Promotion No. 02/NA, dated 8 July 200931-12-9999
Requirement for investments to be within zoned areasZoning restrictionsMinistry of Planning and InvestmentLaw on Investment Promotion No. 02/NA, dated 8 July 200931-12-9999
Requirement for investments to take 3 formsForm of establishmentMinistry of Planning and InvestmentLaw on Investment Promotion No. 02/NA, dated 8 July 200931-12-9999
Requirement for investor to be a legal entity to conduct investmentForm of establishmentMinistry of Planning and InvestmentDecree on the Implementation of the Investment Promotion Law No. 119/PM, dated 20 April 201131-12-9999
Requirement for investors other than zone developers to be licensedLicensing (based on experience, track record, technical requirements, and/or other)Ministry of Planning and InvestmentLaw on Investment Promotion No. 02/NA, dated 8 July 200931-12-9999
Requirement for lease or concession of state land to be according to zoned areasZoning restrictionsLand inspection AuthorityPrime Minister’s Decree on the Leasing of State Land No. 135/PM, dated 25 May 200931-12-9999
Requirement for license for concession businessAuthorization / permit requirements Ministry of Planning and InvestmentLaw on Investment Promotion No. 02/NA, dated 8 July 200931-12-9999
Requirement for long-term lease or concession to be for more than 15 yearsNumerical restrictions (duration license)Land inspection AuthorityPrime Minister’s Decree on the Leasing of State Land No. 135/PM, dated 25 May 200931-12-9999
Requirement for maximum time in which foreign labor can be employedNumerical restrictions (other)Ministry of Labour and Social WelfareAmended Labour Law No. 43/NA, dated 24 December 201331-12-9999
Requirement for medium term lease of State land to be for maximum of 15 yearsNumerical restrictions (duration license)Land inspection AuthorityPrime Minister’s Decree on the Leasing of State Land No. 135/PM, dated 25 May 200931-12-9999
Requirement for nationals and foreigners who lease land or have land concession to meet criteria.FeeLand inspection AuthorityPrime Minister’s Decree on the Leasing of State Land No. 135/PM, dated 25 May 200931-12-9999
Related Procedures