Official Website
Lao Services
Portal
Register | ເຂົ້າລະບົບ

Service
Level 1
  81 Financial Services 07

Level 2
  813, 814 Other Financial Services 07C

Measures Applicable at this Level
Showing 41 - 59 of 59 items
NameTypeAgencyLawValidity
    
Requirement to submit a proposal and seek approval from the SC to issue stocksAuthorization / permit requirements Security Exchange commissionDecree on Structure and Operation of Lao Securities Commission No. 188/PM, dated 24 July 201331-12-9999
Requirements for approval of auditors of audit company include membership of associationRequirement to subscribe to associationSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for conditions for incorporation of asset management companyLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for conditions to incorporate securities company include registered capitalMinimum capital requirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for establishing public fund include having licensed fund managersLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for foreign investors wishing to trade securitiesPerformance requirements (mandatory)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for issuance of corporate bonds to the publicLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionRegulation on issuance of corporate bond No. 019/LSC, dated 22 December 201431-12-9999
Requirements for location of data recovery siteAdministrative RequirementsSecurity Exchange commissionNotification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 201231-12-9999
Requirements for securities business professional licenseLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for specific form to establish of a securities company by a foreign securities companyForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for the conditions for commercial bank to act as custodian bankLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met by issuer wishing to list its securities on the securities exchangeMinimum capital requirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met to establish public funds include having a licenseForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met to establish public funds include having a licenseLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to incorporate an asset management companyForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirent for changes to information technology system of securities companies to be first approvedPerformance requirements (mandatory)Security Exchange commissionNotification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 201231-12-9999
Minimum registered capital requirement for selling agentsMinimum capital requirementsMinistry of FinanceInstruction of the Minister of Finance on Management of Lottery Business No. 1332, dated 17 June 200931-12-9999
Requirements to be the selling agentLicensing (based on qualifications / education)Ministry of FinanceInstruction of the Minister of Finance on Management of Lottery Business No. 1332, dated 17 June 200931-12-9999
The Lottery business operation approval authorityMonopoly / exclusive service suppliersMinistry of FinanceInstruction of the Minister of Finance on Management of Lottery Business No. 1332, dated 17 June 200931-12-9999
Level 0 and Level 1 Measures Also Applicable
Showing 101 - 120 of 552 items
NameTypeAgencyLawValidity
    
Prohibition on the Fixing the Price of Goods and ServicesProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on the Ownership of Land by Foreign Investors, Foreign Investment Enterprise or Foreign NationalLand Ownership Ministry of Planning and InvestmentDecree of the Prime Minister Regarding the Implementation of the Law on the Promotion and Management of Foreign Investment in the Lao People's Democratic Republic No. 46/PM, dated 23 March 200131-12-9999
Prohibition on the Selling of goods and services below costs and selling poor quality goodsProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on the Sharing of Business/Trade SecretsProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on the Transfer of the Investment LicenseProhibitionMinistry of Planning and InvestmentDecree of the Prime Minister Regarding the Implementation of the Law on the Promotion and Management of Foreign Investment in the Lao People's Democratic Republic No. 46/PM, dated 23 March 200131-12-9999
Prohibition on tied sellingProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Prohibition on using certain Enterprise NamesOther measuresEnterprise Management and Inspection AuthorityLaw on Enterprises No. 46/NA, dated 23 December 201331-12-9999
Registered Capital to reside in the Lao PDRMinimum capital requirementsEnterprise Management and Inspection AuthorityLaw on Enterprises No. 46/NA, dated 23 December 201331-12-9999
Registration of Branches of Foreign PartnershipsAdministrative RequirementsEnterprise Management and Inspection AuthorityLaw on Enterprises No. 46/NA, dated 23 December 201331-12-9999
Registration of EnterprisesAdministrative RequirementsEnterprise Management and Inspection AuthorityLaw on Enterprises No. 46/NA, dated 23 December 201331-12-9999
Registration Requirement for Domestic Private InvestorAdministrative RequirementsMinistry of Industry and CommerceInstruction of the Minister of Industry and Commerce regarding the Declaration for Enterprise Registration in accordance with the Enterprise Law No. 0995/MOIC, dated 19 June 200831-12-9999
Reporting obligations for Foreign InvestorsPerformance requirements (mandatory)Ministry of Planning and InvestmentDecree of the Prime Minister Regarding the Implementation of the Law on the Promotion and Management of Foreign Investment in the Lao People's Democratic Republic No. 46/PM, dated 23 March 200131-12-9999
Requirement for approval of cash withdrawalsAuthorization / permit requirements Bank of the Lao PDRAdditional Instruction for Implementation of Some Articles of The Instruction No. 01/BOL, dated 05 Feb 200431-12-9999
Requirement for approval to establish domestic and foreign commercial banksAuthorization / permit requirements Bank of the Lao PDRDecision on the Establishment of Commercial Banks Branches of Commercial Banks No. 42/BoL, dated 15 January 201631-12-9999
Requirement for authorization for change in major shareholdersAuthorization / permit requirements Bank of the Lao PDRDecision on the Establishment of Commercial Banks Branches of Commercial Banks No. 42/BoL, dated 15 January 201631-12-9999
Requirement for establishment of foreign exchange bureau or agentAdministrative RequirementsBank of the Lao PDRAdditional Instruction for Implementation of Some Articles of The Instruction No. 01/BOL, dated 05 Feb 200431-12-9999
Requirement for exempted residents to open bank account abroad.Other measuresBank of the Lao PDRAdditional Instruction for Implementation of Some Articles of The Instruction No. 01/BOL, dated 05 Feb 200431-12-9999
Requirement for feeFeeBank of the Lao PDRDecision Concerning fees, service charge in seeking authority to operate business and fees for yearly management of Financial Institution No. 378/BOL, dated 23 May 201431-12-9999
Requirement for feeFeeBank of the Lao PDRDecision Concerning fees, service charge in seeking authority to operate business and fees for yearly management of Financial Institution No. 378/BOL, dated 23 May 201431-12-9999
Requirement for foreign commercial banks when applying for general activitiesAdministrative RequirementsBank of the Lao PDRDecision on the Establishment of Commercial Banks Branches of Commercial Banks No. 42/BoL, dated 15 January 201631-12-9999
Related Procedures