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Service
Level 1
  81 Financial Services 07

Level 2
  813, 814 Other Financial Services 07C

Measures Applicable at this Level
Showing 41 - 59 of 59 items
NameTypeAgencyLawValidity
    
Requirement to submit a proposal and seek approval from the SC to issue stocksAuthorization / permit requirements Security Exchange commissionDecree on Structure and Operation of Lao Securities Commission No. 188/PM, dated 24 July 201331-12-9999
Requirements for approval of auditors of audit company include membership of associationRequirement to subscribe to associationSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for conditions for incorporation of asset management companyLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for conditions to incorporate securities company include registered capitalMinimum capital requirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for establishing public fund include having licensed fund managersLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for foreign investors wishing to trade securitiesPerformance requirements (mandatory)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for issuance of corporate bonds to the publicLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionRegulation on issuance of corporate bond No. 019/LSC, dated 22 December 201431-12-9999
Requirements for location of data recovery siteAdministrative RequirementsSecurity Exchange commissionNotification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 201231-12-9999
Requirements for securities business professional licenseLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for specific form to establish of a securities company by a foreign securities companyForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for the conditions for commercial bank to act as custodian bankLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met by issuer wishing to list its securities on the securities exchangeMinimum capital requirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met to establish public funds include having a licenseForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met to establish public funds include having a licenseLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to incorporate an asset management companyForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirent for changes to information technology system of securities companies to be first approvedPerformance requirements (mandatory)Security Exchange commissionNotification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 201231-12-9999
Minimum registered capital requirement for selling agentsMinimum capital requirementsMinistry of FinanceInstruction of the Minister of Finance on Management of Lottery Business No. 1332, dated 17 June 200931-12-9999
Requirements to be the selling agentLicensing (based on qualifications / education)Ministry of FinanceInstruction of the Minister of Finance on Management of Lottery Business No. 1332, dated 17 June 200931-12-9999
The Lottery business operation approval authorityMonopoly / exclusive service suppliersMinistry of FinanceInstruction of the Minister of Finance on Management of Lottery Business No. 1332, dated 17 June 200931-12-9999
Level 0 and Level 1 Measures Also Applicable
Showing 141 - 160 of 552 items
NameTypeAgencyLawValidity
    
Application for Authorization from the Bank of Lao PDRAdministrative RequirementsBank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Application for establishment of Finance Leasing CompaniesAdministrative RequirementsBank of the Lao PDRDecree On Financial Leasing No. 11/PM, dated 18 February 1999 31-12-9999
Application for Tax Identification NumberAdministrative RequirementsMinistry of FinanceMinisterial Instruction On Tax Revenue Collection Management No. 3281/MOF, dated 6 October 201431-12-9999
Application to operate a commercial bankAdministrative RequirementsBank of the Lao PDRLaw On Commercial Banks No. 03/NA, dated 26 December 200631-12-9999
Approval by the Bank of Lao PDR for the establishment of Affiliates, Branches, Representative Offices and Service UnitsAuthorization / permit requirements Bank of the Lao PDRLaw On Commercial Banks No. 03/NA, dated 26 December 200631-12-9999
Auditing and Control FunctionsOther measuresBank of the Lao PDRLaw On Commercial Banks No. 03/NA, dated 26 December 200631-12-9999
Availability and accessibility of documentsOther measuresMinistry of FinanceLaw on Value-Added Tax (Revised Version) No. 52/NA, dated 23 July 201431-12-9999
Bringing cash in foreign exchange precious Metals and Kip in and out of the Lao PDRNumerical restrictions (repatriation funds)Bank of the Lao PDRInstruction on Implementation of Decree Law on Management of Foreign Currency and Precious Metals No. 1/PC dated 17 March 2008 No. 01/BOL, dated 2 April 201031-12-9999
Business Operation RestrictionProhibitionBank of the Lao PDRRegulation For Savings and Credit Unions No. 03/BOL, dated 3 June 200831-12-9999
Business Owner to notify Tax division of reason for temporary cessationAdministrative RequirementsMinistry of FinanceMinisterial Instruction On Tax Revenue Collection Management No. 3281/MOF, dated 6 October 201431-12-9999
Business Owner to return Certificate of Tax Identification Number in instances of permanent Business cessationOther measuresMinistry of FinanceMinisterial Instruction On Tax Revenue Collection Management No. 3281/MOF, dated 6 October 201431-12-9999
Certificate of recommendations from the Ministry of Foreign Affairs to be submutted for projects with foreign donorsOther measuresBank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Collection of required information on wire transfersPerformance requirements (mandatory)Bank of the Lao PDRDecision on Money Transfer Transaction with Exceed Value No. 963/BoL, dated 27 November 201531-12-9999
Compensation PaymentsAdministrative RequirementsBank of the Lao PDRRegulation on Depositor Protection Fund No. 283/BoL, dated 30 August 199931-12-9999
Composition of Board of Directors of Commercial BanksOther measuresBank of the Lao PDRLaw On Commercial Banks No. 03/NA, dated 26 December 200631-12-9999
Comppliance with accounting systemOther measuresBank of the Lao PDRLaw On Commercial Banks No. 03/NA, dated 26 December 200631-12-9999
Conditions for foreign exchange business approvalOther measuresBank of the Lao PDRInstruction on Implementation of Decree Law on Management of Foreign Currency and Precious Metals No. 1/PC dated 17 March 2008 No. 01/BOL, dated 2 April 201031-12-9999
Conditions for the Establishment of Affiliates, Branches and Representative OfficesOther measuresBank of the Lao PDRLaw On Commercial Banks No. 03/NA, dated 26 December 200631-12-9999
Content of Financial Report to be submitted for the Issuance of Tax Payment License/CertificateAdministrative RequirementsMinistry of FinanceMinisterial Instruction On Tax Revenue Collection Management No. 3281/MOF, dated 6 October 201431-12-9999
Contents of Feasibilty StudyAdministrative RequirementsBank of the Lao PDRDecree on Microfinance Institutions No. 460/G, dated 3 October 201231-12-9999
Related Procedures