Official Website
Lao Services
Portal
Register | Login

Service
Level 1
  81 Financial Services 07

Level 2
  813, 814 Other Financial Services 07C

Level 3
  813,814 Other Financial Services 07Ca

Measures Applicable at this Level
NameTypeAgencyLawValidity
    
No results found.
Level 0, Level 1 and Level 2 Measures Also Applicable
Showing 161 - 180 of 779 items
NameTypeAgencyLawValidity
    
Requirements for establishing public fund include having licensed fund managersLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for foreign investors wishing to trade securitiesPerformance requirements (mandatory)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for issuance of corporate bonds to the publicLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionRegulation on issuance of corporate bond No. 019/LSC, dated 22 December 201431-12-9999
Requirements for location of data recovery sitePerformance requirements (mandatory)Security Exchange commissionNotification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 201231-12-9999
Requirements for registered capital and working capitalMinimum capital requirementsMinistry of FinanceInsurance Law Amended No. 06/NA, dated 21 December 201131-12-9999
Requirements for securities business professional licenseLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for specific form to establish of a securities company by a foreign securities companyForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for the conditions for commercial bank to act as custodian bankLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for the establishment of a representative office of a foreign insurance companyLicensing (based on experience, track record, technical requirements, and/or other)Ministry of FinanceInsurance Law Amended No. 06/NA, dated 21 December 201131-12-9999
Requirements for the insurance contracts to be insured with resident insurerResidency of services suppliersinsurance Management AuthorityMinisterial Instruction on implmenting the Law on Insurance No. 539/MOF, dated 19 February 201431-12-9999
Requirements to be met by issuer wishing to list its securities on the securities exchangePerformance requirements (mandatory)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met by issuer wishing to list its securities on the securities exchangeMinimum capital requirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met to establish public fundsForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met to establish public funds include having a licenseForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to be met to establish public funds include having a licenseLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to incorporate an asset management companyForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirent for changes to information technology system of securities companies to be first approvedPerformance requirements (mandatory)Security Exchange commissionNotification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 201231-12-9999
Requrement to obtain a license to establish and operate insurance businessLicensing (based on experience, track record, technical requirements, and/or other)Ministry of FinanceInsurance Law Amended No. 06/NA, dated 21 December 201131-12-9999
Restrictions on business operationsNumerical restrictions (operation / output)Bank of the Lao PDRRegulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 200831-12-9999
Restrictions on investment not exceeding percentage of capitalNumerical restrictions (operation / output)Bank of the Lao PDRRegulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 200831-12-9999
Related Procedures