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Service
Level 1
  81 Financial Services 07

Level 2
  813, 814 Other Financial Services 07C

Level 3
  813,814 Other Financial Services 07Ca

Measures Applicable at this Level
Showing 1 - 12 of 12 items
NameTypeAgencyLawValidity
    
Currency exchange operators are prohibited to operate business outside the licensed premisesProhibitionBank of the Lao PDRDecision on Currency Exchange Business No. 393/BoL, dated 02 July 202015-10-9999
Prohibited to exchange the currencies directly with commercial banks, individuals or legal entities which are located in oversea. ProhibitionBank of the Lao PDRDecision on Currency Exchange Business No. 393/BoL, dated 02 July 202015-10-9999
prohibited from setting, posting, implementing and conducting currency trading at the exchange rate contrary to the regulations set by the Bank of the Lao PDRProhibitionBank of the Lao PDRDecision on Currency Exchange Business No. 393/BoL, dated 02 July 202015-10-9999
prohibited from conducting currency trading contrary to BOLProhibitionBank of the Lao PDRDecision on Currency Exchange Business No. 393/BoL, dated 02 July 202015-10-9999
prohibited from currency trading in excess of its registered limits per day;ProhibitionBank of the Lao PDRDecision on Currency Exchange Business No. 393/BoL, dated 02 July 202015-10-9999
prohibited from opening its own bank saving account in overseas.ProhibitionBank of the Lao PDRDecision on Currency Exchange Business No. 393/BoL, dated 02 July 202015-10-9999
prohibited from using the expired enterprise registration certificate;ProhibitionBank of the Lao PDRDecision on Currency Exchange Business No. 393/BoL, dated 02 July 202015-10-9999
prohibited to provide service for selling only or buying only ProhibitionBank of the Lao PDRDecision on Currency Exchange Business No. 393/BoL, dated 02 July 202016-10-9999
prohibited to delay the exchange rate announcement and currency trading ProhibitionBank of the Lao PDRDecision on Currency Exchange Business No. 393/BoL, dated 02 July 202016-10-9999
prohibited to relocate the premises without the approval ProhibitionBank of the Lao PDRDecision on Currency Exchange Business No. 393/BoL, dated 02 July 202016-10-9999
prohibited from providing their own enterprise registration certificates to someone elseProhibitionMinistry of HealthDecision on Currency Exchange Business No. 393/BoL, dated 02 July 202016-10-9999
prohibited from using their personal or any other bank account to conduct currency tradingProhibitionBank of the Lao PDRDecision on Currency Exchange Business No. 393/BoL, dated 02 July 202016-10-9999
Level 0, Level 1 and Level 2 Measures Also Applicable
Showing 181 - 200 of 840 items
NameTypeAgencyLawValidity
    
Documents to extend the duration of business operating licenseLicensing (based on experience, track record, technical requirements, and/or other)Ministry of Industry and CommerceInstruction on Business Operating License for Business Authorities under Industry and Commerce no. 0045/MOIC.ERM, dated 18 January 201923-09-9999
Supporting document to apply for business operating license related to industry and commerce businessLicensing (based on experience, track record, technical requirements, and/or other)Ministry of Industry and CommerceInstruction on Business Operating License for Business Authorities under Industry and Commerce no. 0045/MOIC.ERM, dated 18 January 201923-09-9999
Requirement of a license for the establishment of a representative office of a foreign insurance businessLicensing (based on experience, track record, technical requirements, and/or other)Ministry of FinanceInsurance Law Amended No. 06/NA, dated 21 December 201131-12-9999
Requirement that audit company be licensedLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement to be licensed to operate insurance broker businessLicensing (based on experience, track record, technical requirements, and/or other)insurance Management AuthorityMinisterial Instruction on implmenting the Law on Insurance No. 539/MOF, dated 19 February 201431-12-9999
Requirement to be licensed tooperate insurance broker business related to partnershpcontractLicensing (based on experience, track record, technical requirements, and/or other)insurance Management AuthorityMinisterial Instruction on implmenting the Law on Insurance No. 539/MOF, dated 19 February 201431-12-9999
Requirements for preliminary licenceLicensing (based on experience, track record, technical requirements, and/or other)Bank of the Lao PDRDecree On the Implementation of the Law on Commercial Bank No. 275/PM, dated 25 September 200931-12-9999
Requirement to obtain licenseLicensing (based on experience, track record, technical requirements, and/or other)Bank of the Lao PDRRegulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 200831-12-9999
Requirement to posseess aconcession registration certificateLicensing (based on experience, track record, technical requirements, and/or other)Ministry of Planning and InvestmentDecree on the Implementation of the Investment Promotion Law No. 119/PM, dated 20 April 201131-12-9999
A Legal entity desirous of establishing an insurance agency to be in possession of a contract as an agency with an insurance companyLicensing (based on experience, track record, technical requirements, and/or other)Ministry of FinanceMinisterial Guidelines on Insurance Business Licensing No. 770/MOF, dated 21 March 201631-12-9999
A Legal entity desirous of establishing an insurance agency to be registered in accordance with the laws of Lao PDRLicensing (based on experience, track record, technical requirements, and/or other)Ministry of FinanceMinisterial Guidelines on Insurance Business Licensing No. 770/MOF, dated 21 March 201631-12-9999
A Legal entity desirous of establishing an insurance agency to have an official office and organisational structureLicensing (based on experience, track record, technical requirements, and/or other)Ministry of FinanceMinisterial Guidelines on Insurance Business Licensing No. 770/MOF, dated 21 March 201631-12-9999
A Legal entity desirous of establishing an insurance agency to have never been in a case where an insurance agent's license was terminated within specified period prior to licensing applicationLicensing (based on experience, track record, technical requirements, and/or other)Ministry of FinanceMinisterial Guidelines on Insurance Business Licensing No. 770/MOF, dated 21 March 201631-12-9999
A legal entity desirous of operating as a broker to have brokerage contract with an insurance companyLicensing (based on experience, track record, technical requirements, and/or other)Ministry of FinanceMinisterial Guidelines on Insurance Business Licensing No. 770/MOF, dated 21 March 201631-12-9999
A legal entity desirous of operating as a broker to have deposits similar to an insurance companyLicensing (based on experience, track record, technical requirements, and/or other)Ministry of FinanceMinisterial Guidelines on Insurance Business Licensing No. 770/MOF, dated 21 March 201631-12-9999
A legal entity desirous of operating as a broker to have never been in a case where its insurance broker license was terminatedLicensing (based on experience, track record, technical requirements, and/or other)Ministry of FinanceMinisterial Guidelines on Insurance Business Licensing No. 770/MOF, dated 21 March 201631-12-9999
Requirements for conditions for incorporation of asset management companyLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Never been sentenced for intentional economic torts to establish an insurance company and obtain a Business operating licenseLicensing (based on experience, track record, technical requirements, and/or other)Ministry of FinanceMinisterial Guidelines on Insurance Business Licensing No. 770/MOF, dated 21 March 201631-12-9999
Requirements for establishing public fund include having licensed fund managersLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements for issuance of corporate bonds to the publicLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionRegulation on issuance of corporate bond No. 019/LSC, dated 22 December 201431-12-9999
Related Procedures