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Level 1
  81 Financial Services 07

Level 2
  813, 814 Other Financial Services 07C

Measures Applicable at this Level
Showing 1 - 20 of 59 items
NameTypeAgencyLawValidity
    
Form of establishment of securities exchangeForm of establishmentSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Incorporation and operation requirements for approval of audit companyLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Licensing requirements to incorporate an asset management companyLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Membership of association requirement for approving Audit CompanyRequirement to subscribe to associationSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Minimum Capital Requirement for approval of Audit CompanyMinimum capital requirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Procedure for temporary and permanent licenseAdministrative RequirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Prohibition on activities conducted by issuers and listed companiesProhibitionSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Prohibitions for Asset Management Companies and Fund ManagersProhibitionSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Prohibitions for Securities Companies and Securities ProfessionalsProhibitionSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Registration fee requiredFeeBank of the Lao PDRRegulation For Non-Deposit Taking Microfinance Institutions No. 02/BoL, dated 20 June 200831-12-9999
Reqirement for urgent information disclosurePerformance requirements (mandatory)Security Exchange commissionDecision on information disclosure No. 014/SEC, dated 19 May 201131-12-9999
Requirement for a license to establish a securities exchangeLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement for approval for mergers of public fundsAuthorization / permit requirements Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement for approval to change nature of securities business operationAuthorization / permit requirements Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement for capital adequacy ratioPerformance requirements (mandatory)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement for change in legal status if entity exceeds prescribed revenueNumerical restrictions (operation / output)Bank of the Lao PDRRegulation For Non-Deposit Taking Microfinance Institutions No. 02/BoL, dated 20 June 200831-12-9999
Requirement for commercial banks to keep accounting recordsPerformance requirements (mandatory)Security Exchange commissionInstruction on accounting of commercial banks and Financial institutions relating to securities transaction No. 207/AFD, dated 15 December 201031-12-9999
Requirement for company providing credit rating services relating to securities activities to be licensedLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement for conditions for issuing shares in securitiesPerformance requirements (mandatory)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement for disclosing 3 categories of informationPerformance requirements (mandatory)Security Exchange commissionDecision on information disclosure No. 014/SEC, dated 19 May 201131-12-9999
Level 0 and Level 1 Measures Also Applicable
Showing 1 - 20 of 492 items
NameTypeAgencyLawValidity
    
Approved lease or concession of state owned land is zonedZoning restrictionsLand inspection AuthorityInstruction As regards the implementation of decree on state-owned land approval for lease or concession No. 20/PMO.NLMA, dated 9 April 201031-12-9999
Capital requirement by foreigners for investment in general business.Minimum capital requirementsMinistry of Planning and InvestmentLaw on Investment Promotion No. 02/NA, dated 8 July 200931-12-9999
Duration for Business Establishment or Project OperationNumerical restrictions (duration license)Land inspection AuthorityPrime Minister’s Decree on the Leasing of State Land No. 135/PM, dated 25 May 200931-12-9999
Investment Approval ProceduresAuthorization / permit requirements Ministry of Planning and InvestmentLaw on Investment Promotion No. 02/NA, dated 8 July 200931-12-9999
Limitation placed on duration of land lease for foreignersNumerical restrictions (duration license)Land inspection AuthorityAmended Land Law No. 04/NA, dated 21 October 200331-12-9999
Prohibition of sending Lao labor overseas in dangerous work conditionsProhibitionMinistry of Labour and Social WelfareAmended Labour Law No. 43/NA, dated 24 December 201331-12-9999
Requirement for acquisition of land use rights to be determined on 3 basesLand Ownership Land inspection AuthorityAmended Land Law No. 04/NA, dated 21 October 200331-12-9999
Requirement for approval for lease or concession of state owned landAuthorization / permit requirements Land inspection AuthorityInstruction As regards the implementation of decree on state-owned land approval for lease or concession No. 20/PMO.NLMA, dated 9 April 201031-12-9999
Requirement for approval for transferring concession rights or sharesAuthorization / permit requirements Ministry of Planning and InvestmentDecree on the Implementation of the Investment Promotion Law No. 119/PM, dated 20 April 201131-12-9999
Requirement for approval to grant lease or concession of State land which must specify land use objctivesPerformance requirements (mandatory)Land inspection AuthorityPrime Minister’s Decree on the Leasing of State Land No. 135/PM, dated 25 May 200931-12-9999
Requirement for authorisation to use rights acquired from land lease or land concession as collateralAuthorization / permit requirements Land inspection AuthorityPrime Ministerial Decree on the Implementation of the Land Law No. 88/PM, dated 3 June 200831-12-9999
Requirement for branches of foreign legal entity to be registeredAdministrative RequirementsMinistry of Planning and InvestmentLaw on Investment Promotion No. 02/NA, dated 8 July 200931-12-9999
Requirement for business cooperation contract to be declared and certifiedAdministrative RequirementsMinistry of Planning and InvestmentLaw on Investment Promotion No. 02/NA, dated 8 July 200931-12-9999
Requirement for business operators not to engage in anticompetitve conductProhibitionBusiness competition commissionLaw on Business Competition No. 60/NA, dated 14 July 201531-12-9999
Requirement for change of ownership of trademark to be recordedPerformance requirements (non-mandatory)Science Technology and Environment AgencyDecree on Trademarks No. 06/PM, dated 18 January 199531-12-9999
Requirement for consumer protection organisaitons to provide information on dangerous goods and servicesPerformance requirements (mandatory)Ministry of Industry and CommerceConsumer Protection Law No. 02/NA, dated 30 June 201031-12-9999
Requirement for establishment of recruitment service enterprises to be based on meeting technical requirementsNationality (for services supplier)Ministry of Labour and Social WelfareAmended Labour Law No. 43/NA, dated 24 December 201331-12-9999
Requirement for establishment of recruitment service enterprises to be based on meeting technical requirementsAuthorization / permit requirements Ministry of Labour and Social WelfareAmended Labour Law No. 43/NA, dated 24 December 201331-12-9999
Requirement for establishment of recruitment service enterprises to be based on meeting technical requirementsLicensing (based on experience, track record, technical requirements, and/or other)Ministry of Labour and Social WelfareAmended Labour Law No. 43/NA, dated 24 December 201331-12-9999
Requirement for fee in the form of warranty to be deposited to conduct concession investmentFeeMinistry of Planning and InvestmentDecree on the Implementation of the Investment Promotion Law No. 119/PM, dated 20 April 201131-12-9999
Related Procedures